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ProView Plus Print Regulation of Investment Management & Fiduciary Services

Product details:

Format: Book and Electronic
Brand: Clark Boardman Callaghan
Copyright: 2021
Service #: 30921466
Sub #: 30925230
Publication Frequency: Updated as changes in the law dictate
Update format: N/A

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ProView Plus Print Regulation of Investment Management & Fiduciary Services

106692208

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In stock
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106692208
106692208
Book and Electronic
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Regulation of Investment Management and Fiduciary Services clarifies the law governing liability and compliance aspects of the investment and fiduciary business. It provides comprehensive coverage and expert analysis of securities, banking and employee benefits laws, state and federal regulations, compliance requirements, and the avoidance of fiduciary liability. It also covers: Trusts ERISA Annuities Mutual funds Foreign fiduciary activities Environmental liability The Securities and Exchange Commission Numerous appendices cover and contain statutes, regulations, ERISA, Uniform Acts, sample forms, fiduciary reports, banking services, Department of Labor investigation, state laws involving non-resident fiduciaries, compliance policies, and tables of cases and statutes.