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ProView Plus Print Section 16 of The Securities Exchange Act (Securities Law Handbook Series)

Product details:

Format: Book and Electronic
Brand: Clark Boardman Callaghan
Copyright: 2020
Service #: 30921527
Sub #: 30925291
Publication Frequency: Updated as changes in the law dictate
Update format: N/A

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ProView Plus Print Section 16 of The Securities Exchange Act (Securities Law Handbook Series)

106692341

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106692341
106692341
Book and Electronic
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This title helps you ensure compliance with the reporting provisions of the Securities Exchange Act. The author, an experienced practitioner, provides guidance on all five subdivisions of Section 16 of the Act. Specific coverage of trading by ten percent owners, directors and officers matching trading in one security against trading in another, rules under 16(a) concerning monthly reporting requirements for certain insiders, defenses to 16(b) liability, 16(c)s prohibition of short sales and sales against the box by insiders, 16(d)s exemption for market making activity, and 16(e)s exemption of certain arbitrage transactions, Forms 3, 4 and 5.