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ProView Plus Print Securities Credit Regulation, 2d (Vol. 22, Securities Law Series)

Product details:

Format: Book and Electronic
Brand: Clark Boardman Callaghan
Copyright: 2009-2023
Service #: 30921531
Sub #: 30925295
Publication Frequency: Updated as changes in the law dictate
Update format: N/A

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ProView Plus Print Securities Credit Regulation, 2d (Vol. 22, Securities Law Series)

106692359

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106692359
106692359
Book and Electronic
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Securities Credit Regulations advises broker-dealers, banks, insurance companies, or financial institutions that engage in securities investment activity on how to structure the best deals while staying within the boundaries of compliance. This one-of-a-kind treatise covers the regulation of securities credit, especially how margin regulations affect securities financing. It explains each regulation and gives examples of actual margin transactions to clarify the concepts discussed. Coverage includes: Regulation T, adopted by board of governors of Federal Reserve System: concentrating on broker-dealers Rule 431, of the NYSE: regulating the securities credit activities of member broker-dealers Regulation U, of the Federal Reserve Board: regulating the securities credit activities of banks and other non-broker-dealer lenders Regulation X: special rules applicable to borrowers, including securities credit obtained overseas