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Regulation of Investment Management & Fiduciary Services, 2021 ed.

Product details:

Brand: Clark Boardman Callaghan
Copyright: 2021
Service #: 13975339
Sub #: 13975338
Pages: 3944
Shelf Space: 5 in.
Publication Frequency: Updated annually
Update format: Replacement pages

Free update period with subscription:

90 days  (details)

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Regulation of Investment Management & Fiduciary Services, 2021 ed.



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Regulation of Investment Management and Fiduciary Services clarifies the law governing liability and compliance aspects of the investment and fiduciary business. It provides comprehensive coverage and expert analysis of securities, banking and employee benefits laws, state and federal regulations, compliance requirements, and the avoidance of fiduciary liability. It also covers:

  • Trusts
  • Annuities
  • Mutual funds
  • Foreign fiduciary activities
  • Environmental liability
  • The Securities and Exchange Commission

Numerous appendices cover and contain statutes, regulations, ERISA, Uniform Acts, sample forms, fiduciary reports, banking services, Department of Labor investigation, state laws involving non-resident fiduciaries, compliance policies, and tables of cases and statutes.