Skip to content Skip to navigation menu
Your browser is not supported by this site.
Please update to the latest version, or use a different browser for the best experience.
Resales of Restricted Securities, 2019 ed. (Securities Law Handbook Series)

Product details:

Format: Book - softbound
Brand: Clark Boardman Callaghan
Copyright: 2019
ISBN: 9781539234753
Service #: 14552717
Sub #: 14552716
Pages: 736
Shelf Space: 1 in.
Publication frequency: Updated annually
Update method: Replacement pamphlets

Can we help?

Contact Us 
Call 1-888-728-7677
New Edition

Resales of Restricted Securities, 2019 ed. (Securities Law Handbook Series)



In stock

One time purchase
Purchase the current version only, no updates will be sent.

Monthly pricing
Convenience of fixed monthly payments and long term price protection. Choose 24 or 36 months. All updates, revisions, and new editions included.

In Resales of Restricted Securities renowned author J. William Hicks alerts you to judicial, legislative, and administrative developments that have an impact on clients relevant to public, private, and extraterritorial resales. Use the interpretations and guidance found in the text to help clients avoid legal traps that could trigger financial malpractice suits. Topics include:

  • The transaction concept and theoretical foundations for the regulation of resales
  • Identifying troublesome resales
  • Public resales and Rule 144
  • Public and private resales and Rule 144(k)
  • Private resales and Section 4(1*)
  • Private resales and Rule 144A
  • Extraterritorial resales and Rule 904 of Regulation S