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Section 16 of The Securities Exchange Act, 2022 ed. (Securities Law Handbook Series)

Product details:

Brand: Clark Boardman Callaghan
Copyright: 2022
Service #: 16622852
Sub #: 16622851
Pages: 1582
Shelf Space: 3 in.
Publication Frequency: Updated annually
Update format: Replacement pamphlets

Free update period with subscription:

90 days  (details)

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Section 16 of The Securities Exchange Act, 2022 ed. (Securities Law Handbook Series)

106766999

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(details)

106766999
106766999
Book - softbound
$2,476.00


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This title helps you ensure compliance with the reporting provisions of the Securities Exchange Act. The author, an experienced practitioner, provides guidance on all five subdivisions of Section 16 of the Act. Specific coverage of trading by ten percent owners, directors and officers matching trading in one security against trading in another, rules under 16(a) concerning monthly reporting requirements for certain insiders, defenses to 16(b) liability, 16(c)'s prohibition of short sales and sales against the box by insiders, 16(d)'s exemption for market making activity, and 16(e)'s exemption of certain arbitrage transactions, Forms 3, 4 and 5.

Features

  • Details on matching trading in one security against trading in another
  • Provides defenses to §16(b) liability
  • Provides defenses to §16(b) liability
  • Includes §16(e): exemption of certain arbitrage transactions, Forms 3, 4, and 6
  • Includes §16(e): exemption of certain arbitrage transactions, Forms 3, 4, and 6
  • Details on matching trading in one security against trading in another