Skip to content Skip to navigation menu
Your browser is not supported by this site.
Please update to the latest version, or use a different browser for the best experience.
Securities Credit Regulation, 2d (Vol. 22, Securities Law Series)

Product details:

Brand: Clark Boardman Callaghan
Copyright: 2009-2022
Service #: 16622917
Sub #: 16622916
Publication Frequency: Updated annually
Update format: Replacement pages

Free update period with subscription:

90 days  (details)

Can we help?

Contact Us 
Call 1-888-728-7677

Securities Credit Regulation, 2d (Vol. 22, Securities Law Series)



In stock

Binder/Looseleaf (Full set)

Binder/Looseleaf (Individual volumes)

Monthly pricing (What's this?)

Securities Credit Regulations advises broker-dealers, banks, insurance companies, or financial institutions that engage in securities investment activity on how to structure the best deals while staying within the boundaries of compliance.

This one-of-a-kind treatise covers the regulation of securities credit, especially how margin regulations affect securities financing. It explains each regulation and gives examples of actual margin transactions to clarify the concepts discussed. Coverage includes:

  • Regulation T, adopted by board of governors of Federal Reserve System: concentrating on broker-dealers
  • Rule 431, of the NYSE: regulating the securities credit activities of member broker-dealers
  • Regulation U, of the Federal Reserve Board: regulating the securities credit activities of banks and other non-broker-dealer lenders
  • Regulation X: special rules applicable to borrowers, including securities credit obtained overseas