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Securities Practice: Federal and State Enforcement (Vols. 25 and 25A, Securities Law Series)

Product details:

Brand: Clark Boardman Callaghan
Copyright: 2000-2021
ISBN: 9781731995339
Publication Frequency: Updated as changes in the law dictate
Update format: N/A

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Securities Practice: Federal and State Enforcement (Vols. 25 and 25A, Securities Law Series)

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100082005
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Gain insight into the workings of the Securities Exchange Commission (SEC). This reference describes the SEC’s approach to enforcement to help you respond effectively to an SEC investigation or enforcement action.

Features

  • Administrative remedies and injunctions
  • Covers multiple representation and conflicts of interest; attorney-client privilege