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This Aspatore legal title provides feedback on evolving issues surrounding insider trading regulations and the newest caselaw developments. Book $25.00 |
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New edition This guide clarifies what insider trading is and its consequences.
Book (Full Set)
$3,126.00
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This Aspatore legal title provides feedback from leading legal minds on the potential impact of the JOBS Act. Book $25.00 |
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This Aspatore legal title is an authoritative, insider's perspective on the latest changes in regulations affecting securities. Book $90.00 |
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This handbook provides in-depth coverage of basic and specialized issues, including types of offerings, registration, reporting, potential violations, and enforcement.
Book (Full Set)
$3,224.00
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New edition This title is a guide for U.S. businesses looking to proceed knowledgeably in the post-Enron, post-WorldCom era.
Book
$1,795.00
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Contains detailed analysis, practical guidance, and primary source materials relating to legal, regulatory, and compliance issues for asset management.
Book
$1,633.00
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This publication provides practical guidance for broker-dealers and others who sell mutual funds.
Book
$987.00
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Offers clear, concise treatment of the registration, regulation, and compliance questions and problems practitioners encounter.
Book
$4,102.00
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This guide addresses the issues faced by money managers, mutual funds, ERISA pension plans, broker-dealers, banks, and other financial institutions.
Book
$1,218.00
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