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Learn how to avoid or remedy civil liabilities related to securities compliance violations.
Book (Full Set)
$6,864.00
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An essential guide for protecting corporate management clients from liabilities unique to their positions.
Book (Full Set)
$2,946.00
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Respected authority on every aspect of limited liability companies.
Book (Full Set)
$1,956.00
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D & O Liability Handbook: Law—Sample Documents—Forms, 2022-2023 ed. (Securities Law Handbook Series)Use the legal commentary, statutory provisions, and sample documents and forms found in this handbook to limit director and officer liability.
Book
$3,066.00
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Provides practical approaches to creating, maintaining, or adopting limited liability company (LLC) status.
Book
$3,405.00
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New edition This text covers federal and state laws, focusing on potential liabilities that each professional may encounter with a securities transaction.
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$4,429.00
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Addresses legal and practical aspects that support executives in formulating and carrying out corporate policy. eBook - ProView $2,838.00 |
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Addresses legal and practical aspects that support executives in formulating and carrying out corporate policy.
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$2,838.00
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New second edition provides a comprehensive, concise, and authoritative analysis of the law of director and officer indemnification and insurance.
Book
$2,838.00
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Evaluates tax, liability, and organizational issues related to each type of partnership: general, limited, and master limited partnerships, and limited liability companies.
Book
$2,496.00
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Obtain general guidance on securities regulation issues as well as practical advice on registration, reporting, and liability with this title.
Book (Full Set)
$588.00
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Gain a better understanding of the financial planner’s role and parameters of practice, including SEC requirements, regulation, and liability.
Book (Full Set)
$2,394.00
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Provides planning tools to advise smaller and emerging companies on compliance with laws regulating securities offerings.
Book
$1,845.00
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This handbook offers insights for the practicing attorney concerning tax-advantaged securities.
Book (Full Set)
$4,264.00
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Analyzes definition, purpose, and content of opinions to assist you in structuring and writing liability-free opinions.
Book (Full Set)
$5,847.00
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Examines interpretations of statutes, rulings, and administrative opinions of the Blue Sky Law, and offers potential solutions to interpretive problems.
Book (Full Set)
$8,647.00
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New edition This guide clarifies what insider trading is and its consequences.
Book (Full Set)
$3,126.00
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This reference provides authoritative coverage of the practical and legal aspects of due diligence as it relates to preparing initial securities offerings.
Book
$3,605.00
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New edition Discusses application of Rule 10b-5, offers litigation insights, and analyzes relevant statutes and case law to help prevent securities fraud.
Book
$17,134.00
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Suggestions and guidelines for creating a reliable compliance system that prevents possible securities violations.
Book
$1,734.00
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Comprehensive treatise on the wide range of complex issues raised by a shareholder derivative lawsuit.
Book
$2,294.00
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This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit
Book (Full Set)
$3,882.00
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New edition This eight-volume title encompasses the complete range of securities topics, including legal systems, securities regulatory schemes, public securities markets.
Book (Full Set)
$8,448.00
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Gain insight into the implications of the five subdivisions of Section 16. Focuses on trading, insiders’ reporting, short sales, and exemptions.
Book
$2,847.00
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This eight-volume title encompasses the complete range of securities topics, including legal systems, securities regulatory schemes, public securities markets. |
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