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Insider trading regulations

Master insider trading regulations with comprehensive legal books from Thomson Reuters. Access expert analysis, compliance guidance, and authoritative materials to support securities law practitioners navigating regulatory requirements.

    Showing: 1 to 10 of 19 results for

    Showing 1 to 10 of 19 results

    Cover of HEDGE FUND DESKBOOK: LEGAL AND PRACTICAL GUIDANCE FOR THE DODD-FRANK NEW ERA SUB
    This title provides a convenient general reference for hedge fund managers throughout the life of a hedge fund.
    Price (starting at)
    $454.00
    Format
    eBook
    Cover of HEDGE FUND DESKBOOK: LEGAL AND PRACTICAL GUIDANCE FOR THE DODD-FRANK NEW ERA SUB
    This title provides a convenient general reference for hedge fund managers throughout the life of a hedge fund.
    Price (starting at)
    $413.00
    Cover of TREATISE ON THE LAW OF SECURITIES REGULATIONS PRACTITIONER TREATISE SERIES HORNBOOK (HAZEN) FULL SET
    NEW
    Obtain general guidance on securities regulation issues as well as practical advice on registration, reporting, and liability with this title.
    Price (starting at)
    $54.00 per month
    Cover of TREATISE ON THE LAW OF SECURITIES REGULATIONS PRACTITIONER TREATISE SERIES HORNBOOK (HAZEN) FULL SET
    NEW
    Obtain general guidance on securities regulation issues as well as practical advice on registration, reporting, and liability with this title.
    Price (starting at)
    $588.00
    Format
    eBook
    Cover of SOFT DOLLARS AND OTHER TRADING ACTIVITIES SUB
    This guide addresses the issues faced by money managers, mutual funds, ERISA pension plans, broker-dealers, banks, and other financial institutions.
    Price (starting at)
    $103.00 per month
    Cover of PROXY RULES HANDBOOK SUB
    This handbook describes the federal proxy regulation system and analyzes and explains the regulations that form the system.
    Price (starting at)
    $4011.00
    Format
    eBook
    Cover of INSIDER TRADING REGULATION FULL SET
    This guide clarifies what insider trading is and its consequences.
    Price (starting at)
    $3594.00
    Format
    eBook
    Cover of SOFT DOLLARS AND OTHER TRADING ACTIVITIES SUB
    This guide addresses the issues faced by money managers, mutual funds, ERISA pension plans, broker-dealers, banks, and other financial institutions.
    Price (starting at)
    $1474.00
    Format
    eBook
    Cover of MODERN SECURITIES TRANSFERS FULL SET
    A convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office.
    Price (starting at)
    $1086.00
    Format
    eBook
    Cover of MODERN SECURITIES TRANSFERS FULL SET
    A convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office.
    Price (starting at)
    $90.00 per month