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Securities codes, rules & regulations

Make informed decisions in securities law with Thomson Reuters' books, offering the latest codes, rules, and regulations for reliable compliance and legal practice.

    Showing: 1 to 7 of 7 results for

    Showing 1 to 7 of 7 results

    Cover of TX ADMINISTRATIVE CODE TITLE 7 BANKING AND SECURITIES SUB
    This work contains permanent rules of the Texas Administrative Code prepared from data provided by the secretary of state.
    Price (starting at)
    $122.00 per month
    Cover of ADVISING PRIVATE FUNDS-A COMPREHENSIVE GUIDE TO REPRESENTING HEDGE FUND SUB
    This resource for asset management attorneys contains practical advice from attorneys at Davis Polk & Wardwell LLP.
    Price (starting at)
    $103.00 per month
    Cover of REGULATION OF FINANCIAL PLANNERS FULL SET
    Gain a better understanding of the financial planner’s role and parameters of practice, including SEC requirements, regulation, and liability.
    Price (starting at)
    $1567.00
    Format
    eBook
    Cover of EMERGING TRENDS IN SECURITIES LAW FULL SET
    An annual review and analysis of significant trends in the securities field, written by a well-known expert.
    Price (starting at)
    $372.00 per month
    Cover of REG OF SWAPS & SEC-BASED SWAPS SUB
    PRE-SALE
    This book provides a comprehensive summary of the new swap regulatory regime under Title VII of the Dodd-Frank Act to assist industry professionals and their counsel in understanding the substance of these new requirements.
    Price (starting at)
    $31.00 per month
    Cover of REGULATION OF FINANCIAL PLANNERS FULL SET
    Gain a better understanding of the financial planner’s role and parameters of practice, including SEC requirements, regulation, and liability.
    Price (starting at)
    $262.00 per month
    Cover of SECURITIES LAW REVIEW FULL SET
    Provides you with articles devoted to this area of the law from periodicals published within the past year.
    Price (starting at)
    $769.00 per month