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Persons harmed in securities transactions have a number of private rights of actions. Organized by statutory remedy, Civil Liabilities: Enforcement & Litigation Under the 1933 Act analyzes the three basic liability provisions of the 1933 Act. Additionally, you will find an overview of protected interests, an examination of SEC enforcement actions, a discussion of nonlitigious responses to violations, a review of materially misleading or defective registration statements, an exploration of secondary liability issues and the implied cause of action, and a discussion of the applicability of Rule 10b-5 liability.
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