Securities practice & procedure
Confidently address SEC compliance and disclosure requirements with Thomson Reuters' securities law books, featuring practical guides and best practices for attorneys and legal professionals.
Showing 1 to 10 of 65 results
Products
- This Practice Guide walks lawyers through forming and advising general partnerships, limited partnerships, limited liability partnerships and limited liability companies.Price (starting at)$53.00 per month
- Advise clients on how to take full advantage of transactional exemptions by learning the use and regulatory foundations of the exemptions.Price (starting at)$1,556.00 per month
- Gain a better understanding of the financial planner’s role and parameters of practice, including SEC requirements, regulation, and liability.Price (starting at)$262.00 per month
- Evaluates tax, liability, and organizational issues related to each type of partnership: general, limited, and master limited partnerships, and limited liability companies.Price (starting at)$273.00 per month
- General introduction to state regulation of direct participation programs for public and private securities offerings. Examines the various programs’ requirements.Price (starting at)$334.00 per month
- A guide to broker-dealer back-office operational issues and supervisory responsibilities.Price (starting at)$351.00 per month
- This set discusses securities law and regulation, including Dodd-Frank, SOX, PCAOB, corporate governance, public offerings, registration, reporting, disclosures, EDGAR, and Blue Sky laws.Price (starting at)$1,234.00 per month
- This text covers judicial, legislative, and administrative developments relevant to public, private, and extraterritorial resales, especially Rule 144.Price (starting at)$415.00 per month
- This title includes coverage of all the important legal, legislative, and economic issues relating to the contemporary secondary mortgage market.Price (starting at)$391.00 per month
- This treatise provides thorough analysis of all antifraud provisions, particularly Rule 10b-5.Price (starting at)$936.00 per month
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