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Banking and Finance Law

Advise your clients more effectively on laws relating to public companies using this convenient compilation of laws, forms, and analysis.

Book (Full Set)   $9,368.00
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The Volcker Rule: Commentary and Analysis provides comprehensive coverage of the requirements of the Volcker Regulations and the issues and opportunities that they present for banking entities and non-banking entities.

Book   $213.00

This product contains the Cost Accounting Standards regulations, standards, and preambles, as well as related administrative requirements.

Book   $67.00

Advise clients on how to take full advantage of transactional exemptions by learning the use and regulatory foundations of the exemptions.

Book (Full Set)   $17,491.00
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This quarterly journal offers incisive analysis and in-depth advice through articles and features by noted practitioners and scholars.

Book (Full Set)

Covers drafting the documents necessary for securities compliance and due diligence, establishing standard operating procedures, incorporation, acquisitions, and agreements.

Book (Full Set)   $7,083.00

This work contains the official text pertaining to banking, supplemented with case notes.

Book (Full Set)   $70.84

This title is a comprehensive resource on international banking law and regulation.

Book (Full Set)   $2,056.00
ProView eBook   $2,056.00

Practical guide to the small business cycles of sole proprietorships, partnerships, closely held corporations, and other types of small businesses.

Book (Full Set)   $5,916.00
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This primer introducing the world of letters of credit includes concise legal summaries and sample letters of credit.

Book   $975.00

Informed discussion of mortgage and consumer loan disclosure and its federal laws and regulations, including procedures, solutions, and forms.

Book (Full Set)   $6,042.00
ProView eBook   $6,042.00

This product provides information on term sheets and valuations, covering topics such as defining and examining a term sheet, valuations, and East Coast and West Coast rules.

Book   $39.99

New edition This guide clarifies what insider trading is and its consequences.

Book (Full Set)   $3,126.00
ProView eBook   $3,126.00

Gain insight into the implications of the five subdivisions of Section 16. Focuses on trading, insiders’ reporting, short sales, and exemptions.

Book   $2,847.00
ProView eBook   $2,847.00

Hundreds of forms and specialized checklists are cross-referenced to companion text, Advising Small Businesses.

Book (Full Set)   $3,006.00

New edition

This book provides a comprehensive summary of the new swap regulatory regime under Title VII of the Dodd-Frank Act to assist industry professionals and their counsel in understanding the substance of these new requirements.

Book   $386.00
ProView eBook   $386.00

In-depth coverage and analysis of mortgage liens in New York, supported by controlling cases and pertinent statutes.

Book   $1,033.00
ProView eBook   $1,033.00

Complete and easy access to state laws and regulations dealing with residential mortgage lending.

Book (Full Set)   $5,932.00
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This title contains the entire Texas Business & Commerce Code, which includes the Texas version of the UCC, the Deceptive Trade Practices Act, and many other statutes governing business transactions, all with up-to-date annotations and more.

Book   $221.00
ProView eBook   $221.00

Comprehensive survey and analysis of all aspects of suretyship, including commercial guaranty agreements, performance bonds, and standby letters of credit.

Book   $397.00
ProView eBook   $397.00

This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit

Book (Full Set)   $3,882.00
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Complete and easy access to state laws and regulations dealing with residential mortgage lending.

Book (Full Set)   $4,433.00
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Gain a better understanding of the financial planner’s role and parameters of practice, including SEC requirements, regulation, and liability.

Book (Full Set)   $2,394.00
ProView eBook   $2,394.00

This handbook provides in-depth coverage of basic and specialized issues, including types of offerings, registration, reporting, potential violations, and enforcement.

Book (Full Set)   $3,224.00
ProView eBook   $3,224.00

New edition A complete guide to legal theories, cases, and statutes affecting the lending process, with practical advice about lender liability claims.

Book (Full Set)   $2,280.00
ProView eBook   $2,280.00