LEGAL
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A convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office. eBook - ProView $944.00 |
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This handbook provides in-depth coverage of basic and specialized issues, including types of offerings, registration, reporting, potential violations, and enforcement.
Book (Full Set)
$3,708.00
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Get in-depth coverage that addresses specific types of fraud and manipulation. Includes guidance for avoiding potential commodity problems.
Book (Full Set)
$6,194.00
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This reference analyzes all federal laws and regulations governing real estate sales, leasing and financing.
Book (Full Set)
$2,328.00
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New edition Complete and easy access to state laws and regulations dealing with residential mortgage lending. eBook - ProView $4,433.00 |
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D & O Liability Handbook: Law—Sample Documents—Forms, 2024-2025 ed. (Securities Law Handbook Series)New edition Use the legal commentary, statutory provisions, and sample documents and forms found in this handbook to limit director and officer liability.
Book
$3,526.00
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Keep current with SEC no-action and interpretive letters. This title provides insights and analysis to help you determine emerging trends.
Book
$3,475.00
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This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit
Book (Full Set)
$3,882.00
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New edition This primer introducing the world of letters of credit includes concise legal summaries and sample letters of credit. Book $1,121.00 |
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New edition This title includes coverage of all the important legal, legislative, and economic issues relating to the contemporary secondary mortgage market.
Book
$4,115.00
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