Securities law products

New edition

Keep current with SEC no-action and interpretive letters. This title provides insights and analysis to help you determine emerging trends.

Book   $3,996.00
ProView eBook   $3,475.00

This book covers U.S. securities laws and international aspects, including public offerings, listings, public company reporting, private placements, global offerings, shareholder reporting, tender offers, business combinations, MJDS, broker-dealer

Book (Full Set)   $1,212.00
ProView eBook   $1,212.00

This handbook provides in-depth coverage of basic and specialized issues, including types of offerings, registration, reporting, potential violations, and enforcement.

Book (Full Set)   $3,708.00
ProView eBook   $3,708.00

New edition This publication combines all of the rules governing securities arbitration with expert commentary, including the FINRA Code of Arbitration Procedure.

Book   $45.00

New edition New second edition provides a comprehensive, concise, and authoritative analysis of the law of director and officer indemnification and insurance.

Book   $3,264.00
ProView eBook   $3,264.00

This title is a guide for U.S. businesses looking to proceed knowledgeably in the post-Enron, post-WorldCom era.

Book   $1,795.00
ProView eBook   $1,795.00

This handbook provides a concise summary of the steps involved in forming and operating a mutual fund.

Book   $1,069.00
ProView eBook   $1,069.00

New edition Addresses legal and practical aspects that support executives in formulating and carrying out corporate policy.

Book   $3,264.00
ProView eBook   $2,838.00

New edition This title provides sample forms and documents for public and nonpublic securities offerings, annotated with expert commentary.

Book (Full Set)   $6,360.00

New edition Use the legal commentary, statutory provisions, and sample documents and forms found in this handbook to limit director and officer liability.

Book   $3,526.00
ProView eBook   $3,066.00