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Securities law products

Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.

Learn how to avoid or remedy civil liabilities related to securities compliance violations.

Book (Full Set)   $6,864.00
ProView eBook   $5,817.00

This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit

Book (Full Set)   $3,882.00
ProView eBook   $3,690.00

Keep current with SEC no-action and interpretive letters. This title provides insights and analysis to help you determine emerging trends.

Book   $3,475.00
ProView eBook   $3,475.00

This Aspatore legal title provides feedback on evolving issues surrounding insider trading regulations and the newest caselaw developments.

Book   $25.00

Advise clients on how to take full advantage of transactional exemptions by learning the use and regulatory foundations of the exemptions.

Book (Full Set)   $17,491.00
ProView eBook   $17,491.00

This quarterly journal offers incisive analysis and in-depth advice through articles and features by noted practitioners and scholars.

Book (Full Set)

This Aspatore product discusses the similarities and differences between U.S. and Canadian securities regulation and legal strategies for cross-border compliance.

Book   $70.00

Stay current with securities and corporate law trends. Newsletter analyzes impact of newsworthy cases, administrative policy, and staff guidelines.

Book (Full Set)

Provides step-by-step guidance for adapting the traditional corporate framework into one suitable for close corporations.

Book (Full Set)   $3,060.00
ProView eBook   $3,060.00

A comprehensive resource providing detailed coverage of Texas civil and criminal law, both substantive and procedural.

Book (Full Set)   $42,474.00