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Securities law products

Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.

This work summarizes international securities law and the application of domestic securities law in various circumstances.

Book   $1,686.00
ProView eBook   $1,686.00

Contains detailed analysis, practical guidance, and primary source materials relating to legal, regulatory, and compliance issues for asset management.

Book   $1,633.00
ProView eBook   $1,633.00

Provides practice-oriented information about going public, discussing financing, disclosure systems, and which companies must register under the Securities Act.

Book (Full Set)   $3,404.00
ProView eBook   $3,404.00

A practical handbook for public and private businesses, this title outlines the latest ideas about executive compensation.

Book   $1,821.00
ProView eBook   $1,821.00

Keep current with SEC no-action and interpretive letters. This title provides insights and analysis to help you determine emerging trends.

Book   $3,475.00
ProView eBook   $3,475.00

This collection of checklists covers areas of corporate practice from employee relations to Internet-related issues.

Book (Full Set)   $1,494.00

This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit

Book (Full Set)   $3,882.00

Comprehensive treatise on the wide range of complex issues raised by a shareholder derivative lawsuit.

Book   $2,294.00
ProView eBook   $2,294.00

This handbook describes the federal proxy regulation system and analyzes and explains the regulations that form the system.

Book   $3,488.00
ProView eBook   $3,488.00

New edition This text covers federal and state laws, focusing on potential liabilities that each professional may encounter with a securities transaction.

Book   $4,429.00
ProView eBook   $4,429.00

Provides planning tools to advise smaller and emerging companies on compliance with laws regulating securities offerings.

Book   $1,845.00
ProView eBook   $1,845.00

New edition Respected authority on every aspect of limited liability companies.

Book (Full Set)   $2,250.00

Use the legal commentary, statutory provisions, and sample documents and forms found in this handbook to limit director and officer liability.

Book   $3,066.00
ProView eBook   $3,066.00

New edition A resource containing the latest checklists and forms related to closely held corporations.

Book (Full Set)   $3,260.00

This text covers judicial, legislative, and administrative developments relevant to public, private, and extraterritorial resales, especially Rule 144.

Book   $4,164.00
ProView eBook   $4,164.00

Covers U.S. companies conducting securities transactions abroad, foreign companies accessing U.S. capital markets, and U.S. regulations for international broker-dealers.

Book (Full Set)   $1,212.00
ProView eBook   $1,212.00

Addresses legal and practical aspects that support executives in formulating and carrying out corporate policy.

Book   $2,838.00
ProView eBook   $2,838.00

This handbook offers insights for the practicing attorney concerning tax-advantaged securities.

Book (Full Set)   $4,264.00
ProView eBook   $4,264.00

This publication combines all of the rules governing securities arbitration with expert commentary, including the FINRA Code of Arbitration Procedure.

Book   $45.00

New edition This title is a guide for U.S. businesses looking to proceed knowledgeably in the post-Enron, post-WorldCom era.

Book   $1,795.00
ProView eBook   $1,795.00

A convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office.

Book (Full Set)   $944.00
ProView eBook   $944.00

This set helps with the purchase or sale of divisions and subsidiaries, including negotiation strategies and key legal points.

Book (Full Set)   $1,564.00

This essential resource for handling business formations in Texas contains the entire Texas Business Organizations Code, as well as select provisions from related Texas statutes, all with up-to-date case annotations and much more.

Book   $222.00
ProView eBook   $222.00

Get in-depth coverage that addresses specific types of fraud and manipulation. Includes guidance for avoiding potential commodity problems.

Book (Full Set)   $6,194.00
ProView eBook   $6,194.00

Suggestions and guidelines for creating a reliable compliance system that prevents possible securities violations.

Book   $1,734.00
ProView eBook   $1,734.00