catPL
Skip to content Skip to navigation menu
Your browser is not supported by this site.
Please update to the latest version, or use a different browser for the best experience.

Securities law products

Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.

This title includes coverage of all the important legal, legislative, and economic issues relating to the contemporary secondary mortgage market.

Book   $3,578.00
ProView eBook   $3,578.00

This work summarizes international securities law and the application of domestic securities law in various circumstances.

Book   $1,686.00
ProView eBook   $1,686.00

This publication provides practical guidance for broker-dealers and others who sell mutual funds.

Book   $987.00
ProView eBook   $987.00

State-by-state analysis of regulations and trends relating to Regulation D. Also includes definitions, charts, and comparisons.

Book   $3,677.00
ProView eBook   $3,677.00

Use the legal commentary, statutory provisions, and sample documents and forms found in this handbook to limit director and officer liability.

Book   $3,066.00
ProView eBook   $3,066.00

First resource for attorneys educating themselves about unfamiliar issues. Provides introductory access to nine substantive areas of business law.

Book (Full Set)   $1,548.00
ProView eBook   $1,548.00

An essential guide for protecting corporate management clients from liabilities unique to their positions.

Book (Full Set)   $2,946.00
ProView eBook   $2,946.00

New edition Explains how to plan and execute transactions in compliance with federal, state, and SEC requirements.

Book (Full Set)
ProView eBook

New edition This collection of checklists covers areas of corporate practice from employee relations to Internet-related issues.

Book (Full Set)   $1,494.00
ProView eBook

A comprehensive guide to the "poison pill" device. Covers mechanics, procedures, and key drafting language.

Book   $3,606.00
ProView eBook   $3,606.00

A guide to broker-dealer back-office operational issues and supervisory responsibilities.

Book (Full Set)   $3,690.00
ProView eBook

Gain a better understanding of the financial planner’s role and parameters of practice, including SEC requirements, regulation, and liability.

Book (Full Set)   $2,394.00
ProView eBook   $2,394.00

A convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office.

Book (Full Set)   $944.00
ProView eBook   $944.00

New edition A resource containing the latest checklists and forms related to closely held corporations.

Book (Full Set)   $3,260.00

New edition This set helps with the purchase or sale of divisions and subsidiaries, including negotiation strategies and key legal points.

Book (Full Set)   $1,564.00

New edition This title is a guide for U.S. businesses looking to proceed knowledgeably in the post-Enron, post-WorldCom era.

Book   $1,795.00
ProView eBook   $1,795.00

Covers U.S. companies conducting securities transactions abroad, foreign companies accessing U.S. capital markets, and U.S. regulations for international broker-dealers.

Book (Full Set)   $1,212.00
ProView eBook   $1,212.00

This text covers judicial, legislative, and administrative developments relevant to public, private, and extraterritorial resales, especially Rule 144.

Book   $4,164.00
ProView eBook   $4,164.00

This publication combines all of the rules governing securities arbitration with expert commentary, including the FINRA Code of Arbitration Procedure.

Book   $45.00

This treatise provides both legal theory and practical guidance on shareholder litigation.

Book (Full Set)   $5,898.00
ProView eBook   $5,898.00

This handbook provides a concise summary of the steps involved in forming and operating a mutual fund.

Book   $1,069.00
ProView eBook   $1,069.00

Addresses legal and practical aspects that support executives in formulating and carrying out corporate policy.

Book   $2,838.00
ProView eBook   $2,838.00

This title provides expert guidance on litigation in the context of securitized loans and accompanying legal issues.

Book (Full Set)   $1,206.00
ProView eBook   $1,206.00