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Securities law products

Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.

This guide addresses the issues faced by money managers, mutual funds, ERISA pension plans, broker-dealers, banks, and other financial institutions.

Book   $1,218.00
ProView eBook   $1,218.00

The Volcker Rule: Commentary and Analysis provides comprehensive coverage of the requirements of the Volcker Regulations and the issues and opportunities that they present for banking entities and non-banking entities.

Book   $213.00

This Aspatore legal title is an authoritative, insider's perspective on the latest changes in regulations affecting securities.

Book   $90.00

This Aspatore product provides an authoritative, insider's perspective on factors that have historically led to financial crises and system reform.

Book   $90.00

Gain insight into the implications of the five subdivisions of Section 16. Focuses on trading, insiders’ reporting, short sales, and exemptions.

Book   $2,847.00
ProView eBook   $2,847.00

Advise clients on how to take full advantage of transactional exemptions by learning the use and regulatory foundations of the exemptions.

Book (Full Set)   $17,491.00
ProView eBook   $17,491.00

Newsletter offers timely updates on precedent-setting judicial decisions, rules, regulations, and other emerging issues regarding tax-favored investments.

Book (Full Set)

This resource synthesizes case law and legislation concerning Federal Rule 23, its state analogs, and the Class Action Fairness Act.

Book (Full Set)   $1,792.00
ProView eBook   $1,972.00

General introduction to state regulation of direct participation programs for public and private securities offerings. Examines the various programs’ requirements.

Book   $3,510.00
ProView eBook   $3,510.00

Learn how to avoid or remedy civil liabilities related to securities compliance violations.

Book (Full Set)   $6,864.00
ProView eBook   $5,817.00