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Securities law products

Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.

This title provides in-depth analysis and commentary by experts in the field of securities law in jurisdictions around the Pacific Rim.

Book (Full Set)   $3,585.00

A comprehensive guide to the "poison pill" device. Covers mechanics, procedures, and key drafting language.

Book   $4,147.00
ProView eBook   $4,147.00

Get in-depth coverage that addresses specific types of fraud and manipulation. Includes guidance for avoiding potential commodity problems.

Book (Full Set)   $6,194.00
ProView eBook   $6,194.00

This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit

Book (Full Set)   $3,882.00
ProView eBook   $3,690.00

New edition Contains detailed analysis, practical guidance, and primary source materials relating to legal, regulatory, and compliance issues for asset management.

Book   $1,878.00
ProView eBook   $1,878.00

General introduction to state regulation of direct participation programs for public and private securities offerings. Examines the various programs’ requirements.

Book   $3,510.00
ProView eBook   $3,510.00

New edition A guide to broker-dealer back-office operational issues and supervisory responsibilities.

Book (Full Set)   $3,690.00
ProView eBook   $3,208.00

This title discusses the capital markets activities of U.S. and foreign banks and bank holding companies in the U.S.

Book   $1,256.00

New edition

Keep current with SEC no-action and interpretive letters. This title provides insights and analysis to help you determine emerging trends.

Book   $3,996.00
ProView eBook   $3,996.00

A practical handbook for public and private businesses, this title outlines the latest ideas about executive compensation.

eBook - ProView $1,821.00