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Securities Practice: Federal and State Enforcement (Vols. 25 and 25A, Securities Law Series)

Product details:

Brand: Clark Boardman Callaghan
Copyright: 2000-2022
Service #: 13517217
Sub #: 13517216
Shelf Space: 8 in.
Publication Frequency: Updated annually
Update format: Cumulative supplement

Free update period with subscription:

90 days  (details)

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Securities Practice: Federal and State Enforcement (Vols. 25 and 25A, Securities Law Series)

100027579

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100027579
100027579
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Gain insight into the workings of the Securities Exchange Commission (SEC). This reference describes the SEC’s approach to enforcement to help you respond effectively to an SEC investigation or enforcement action.

Features

  • Discusses SEC investigations
  • Criminal and related enforcement practice
  • Applicability of non-securities laws to SEC enforcement practice
  • SEC subpoena enforcement practice
  • Regulation of futures trading