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Purchase the current version only, no updates will be sent.
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Gain insight into the workings of the Securities Exchange Commission (SEC). This reference describes the SEC’s approach to enforcement to help you respond effectively to an SEC investigation or enforcement action.
Features
Discusses SEC investigations
Administrative remedies and injunctions
Criminal and related enforcement practice
Applicability of non-securities laws to SEC enforcement practice
SEC subpoena enforcement practice
Covers multiple representation and conflicts of interest; attorney-client privilege
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