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Securities Practice: Federal and State Enforcement (Vols. 25 and 25A, Securities Law Series)

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Product details:

Brand: Clark Boardman Callaghan
Copyright: 2000-2021
Service #: 13517217
Sub #: 13517216
Shelf Space: 8 in.
Publication Frequency: Updated annually
Update format: Cumulative supplement

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90 days  (details)

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Securities Practice: Federal and State Enforcement (Vols. 25 and 25A, Securities Law Series)

100027579

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Gain insight into the workings of the Securities Exchange Commission (SEC). This reference describes the SEC’s approach to enforcement to help you respond effectively to an SEC investigation or enforcement action.

Features

  • Discusses SEC investigations
  • Regulation of futures trading
  • Criminal and related enforcement practice
  • Applicability of non-securities laws to SEC enforcement practice
  • SEC subpoena enforcement practice