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Securities Practice: Federal and State Enforcement (Vols. 25 and 25A, Securities Law Series)

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Product details:

Format: Binder/Looseleaf
Brand: Clark Boardman Callaghan
Copyright: 2000-2018
Service #: 13517217
Sub #: 13517216
Shelf Space: 8 in.
Publication frequency: Updated annually
Update method: Cumulative supplement

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Securities Practice: Federal and State Enforcement (Vols. 25 and 25A, Securities Law Series)

100027579

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Gain insight into the workings of the Securities Exchange Commission (SEC). This reference describes the SEC’s approach to enforcement to help you respond effectively to an SEC investigation or enforcement action.

Features

  • Regulation of futures trading
  • Discusses SEC investigations
  • Criminal and related enforcement practice
  • Applicability of non-securities laws to SEC enforcement practice
  • SEC subpoena enforcement practice