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    Cover of Aspatore Financial Services Enforcement and Compliance
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    Aspatore Financial Services Enforcement and Compliance

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    ASPATORE FINANCIAL SERVICES ENFORCEMENT AND COMPLIANCE

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    Softbound book

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    One-time purchase with no updates

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    Product details
    Description

    Financial Services Enforcement and Compliance provides an authoritative, insider’s perspective on navigating recent developments in the financial services industry. Experienced partners from law firms across the nation discuss the financial requirements

    Publisher:Aspatore
    Service Number:41551897
    Pages:96
    Publication date:2013-09-26
    Practice area:Banking, finance & financial services law
    Jurisdiction:General
    External Product Title:ASPATORE FINANCIAL SERVICES ENFORCEMENT AND COMPLIANCE
    Update frequency:Updated annually
    Update Format:Pocket parts
    Available Formats:Softbound book
    Copyright:2013
    Shelf space:8
    Authors:

    Dennis Townley

    Dennis Townley, of counsel at Day Pitney LLP, practices in the area of general corporate law, representing privately and publicly held corporations in all aspects of their business, including contract matters, equity and debt financings, mergers, acquisitions 

    H. David Kotz

    H. David Kotz, a director in the global consulting firm of Berkeley Research Group (BRG), conducts internal investigations and consults with and provides expert testimony on behalf of clients in a wide variety of areas relating to securities fraud, Ponzi

     

    Kathleen Smalley

    Kathleen Smalley is a partner at Boies Schiller & Flexner LLP. Her practice includes sophisticated real estate transactions and disputes, complex corporate transactions, corporate and family business governance, acting as outside general counsel on 

    Michael J.T. McMillen

    Michael J. T. McMillen is a partner of Curtis Mallet-Prevost Colt & Mosle LLP and a lecturer in law at the University of Pennsylvania Law School, teaching Islamic finance at the Law School and The Wharton School. He is internationally recognized for 

    Paula Caughey

    Paula Caughey is chief compliance officer of The Bank of Maine (fka Savings Bank of Maine). She manages the compliance, risk, and security departments of the bank. She is also responsible for ensuring that the bank is compliant with all laws, regulations,