Cart, 0 Items

Subtotal (USD):$0.00
Your cart is empty
After you’ve made a selection, review it here before checking out.
Search titles
Cover of Aspatore Financial Services Enforcement and Compliance
Quick look inside:

Aspatore Financial Services Enforcement and Compliance

Format
Purchase option
One-time purchase
One-time purchase of this edition. Updates or new editions must be purchased separately.
$85.00
now
Quantity
Availability:
In stock
Softbound book - One-time purchase with no updates
$85.00 USD
now

ASPATORE FINANCIAL SERVICES ENFORCEMENT AND COMPLIANCE

Format

Softbound book

Purchase option

One-time purchase with no updates

Quantity

1

Total

$85.00

/now

Product details
Description

Financial Services Enforcement and Compliance provides an authoritative, insider’s perspective on navigating recent developments in the financial services industry. Experienced partners from law firms across the nation discuss the financial requirements

Publisher:Aspatore
Service Number:41551897
Pages:96
Publication date:2013-09-26
Practice area:Banking, finance & financial services law
Jurisdiction:General
External Product Title:ASPATORE FINANCIAL SERVICES ENFORCEMENT AND COMPLIANCE
Update frequency:Updated annually
Update Format:Pocket parts
Available Formats:Softbound book
Copyright:2013
Shelf space:8 in
Authors:

Dennis Townley

Dennis Townley, of counsel at Day Pitney LLP, practices in the area of general corporate law, representing privately and publicly held corporations in all aspects of their business, including contract matters, equity and debt financings, mergers, acquisitions 

H. David Kotz

H. David Kotz, a director in the global consulting firm of Berkeley Research Group (BRG), conducts internal investigations and consults with and provides expert testimony on behalf of clients in a wide variety of areas relating to securities fraud, Ponzi

 

Kathleen Smalley

Kathleen Smalley is a partner at Boies Schiller & Flexner LLP. Her practice includes sophisticated real estate transactions and disputes, complex corporate transactions, corporate and family business governance, acting as outside general counsel on 

Michael J.T. McMillen

Michael J. T. McMillen is a partner of Curtis Mallet-Prevost Colt & Mosle LLP and a lecturer in law at the University of Pennsylvania Law School, teaching Islamic finance at the Law School and The Wharton School. He is internationally recognized for 

Paula Caughey

Paula Caughey is chief compliance officer of The Bank of Maine (fka Savings Bank of Maine). She manages the compliance, risk, and security departments of the bank. She is also responsible for ensuring that the bank is compliant with all laws, regulations,