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Broker Dealer Operations, 2025-2026 ed.
Publisher:
Clark Boardman CallaghanPROVIEW BROKER DEALER OPERATIONS RELEASE 2025-2026 ENTITLEMENT
Format
eBook
Purchase option
One-time purchase with no updates
Quantity
1
Total
/now
The two-volumeBroker-Dealer Operations Under Securities and Commodities Lawis a guide to broker-dealer back-office operational issues and supervisory responsibilities. Issues covered include:
- Sales practices, including suitability and churning
- Market
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