Broker Dealer Operations, 2025-2026 ed.
Publisher:
Clark Boardman CallaghanAuthor(s):
PROVIEW PLUS PRINT BROKER DEALER OPERATIONS SET
Format
Book & eBook
Purchase option
Monthly subscription - 2 year (24-month term)
Quantity
1
Total
/month
The two-volume Broker-Dealer Operations Under Securities and Commodities Law is a guide to broker-dealer back-office operational issues and supervisory responsibilities. Issues covered include:
- Sales practices, including suitability and churning
- Market
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| Quantity | Title/Description | Format | Publication date | Availability | Price |
|---|---|---|---|---|---|
| BROKER-DEALER OPERATIONS AND REGULATION UNDER SECURITIES AND COMMODITIES LAW 2D V23 2025-2026 | Supplement | Data unavailable | In stock | $2,122.00 | |
| BROKER-DEALER OPERATIONS AND REGULATION UNDER SECURITIES AND COMMODITIES LAW 2D V23A 2025-2026 | Supplement | Data unavailable | In stock | $2,122.00 |
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