Cart, 0 Items

Subtotal (USD):$0.00
Your cart is empty
After you’ve made a selection, review it here before checking out.
Search titles
    Cover of BROKER DEALER REGULATION FULL SET
    Quick look inside:

    Broker Dealer Regulation, 2026 ed.

    Format
    Purchase options
    Quantity
    Availability:
    In stock
    Book & eBook - Monthly subscription - 2 year (24-month term): Monthly subscription - 2 year (24-month term): Get this edition including updates for a fixed monthly fee. Learn more
    $403.00 USD
    per month

    PROVIEW PLUS PRINT BROKER DEALER REGULATION SET

    Format

    Book & eBook

    Purchase option

    Monthly subscription - 2 year (24-month term)

    Quantity

    1

    Total

    $403.00

    /month

    Product details
    Description

    Broker Dealer Regulation provides a detailed description of the broker-dealer registration process. This timely survey of an increasingly complex and sensitive subject covers:

  • Broker-dealer duties
  • Broker-dealer prohibitions
  • Broker-dealer disclosure requirements
  • Broker-dealer
  • Volumes and supplements

    Select individual volumes or supplements that you want to purchase.

    QuantityTitle/DescriptionFormatPublication dateAvailabilityPrice
    BROKER-DEALER REGULATION V15 2025SupplementData unavailableIn stock$2,122.00
    BROKER-DEALER REGULATION V15A 2025SupplementData unavailableIn stock$2,122.00