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Mutual Funds Sales Practices, 2025 ed.

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PROVIEW PLUS PRINT MUTUAL FUND SALES PRACTICES SET

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Mutual Fund Sales Practices provides a practical guide for broker-dealers and others who sell mutual funds that will help them handle the day-to-day regulatory requirements in this highly regulated industry. The book’s easy-to-use approach explains the

Frequently bought together

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Publisher:Thomson West
Service Number:30921160
Pages:1320
Publication date:2025-03-09
Practice area:Securities law
Jurisdiction:General
External Product Title:PROVIEW PLUS PRINT MUTUAL FUND SALES PRACTICES SET
Update frequency:As changes in the law dictate
Update Format:N/A
Subscription Number:30924924
Available Formats:Book & eBook, eBook, eBook, Softbound book
Copyright:2025
Shelf space:11 in
Authors:


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Gerald T. Lins, General Counsel of Voya Investment Management

Gerald T. Lins is General Counsel of Voya Investment Management. Mr. Lins has also been the head lawyer overseeing legal matters for other asset management institutions and fund complexes and, during several years of private practice, concentrated on

 

Regulation of Investment Advisers, 2026 ed.Regulation of Investment Advisers, 2026 ed.
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Gerald T. Lins, General Counsel of Voya Investment Management, Thomas P. Lemke
Soft Dollars and Other Trading Activities, 2025-2026 ed.Soft Dollars and Other Trading Activities, 2025-2026 ed.
Gerald T. Lins, General Counsel of Voya Investment Management, Thomas P. Lemke
ERISA for Asset Managers, 2025-2026 ed.ERISA for Asset Managers, 2025-2026 ed.
Gerald T. Lins, General Counsel of Voya Investment Management, Thomas P. Lemke
View more titles by Gerald T. Lins, General Counsel of Voya Investment Management

Thomas P. Lemke

Thomas P. Lemke is an asset management executive with more than 30 years experience. Most recently he was General Counsel and Head of Governance for a global asset management firm. He previously was a partner in a major law firm where his practice specialized

 

Regulation of Investment Advisers, 2026 ed.Regulation of Investment Advisers, 2026 ed.
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Gerald T. Lins, General Counsel of Voya Investment Management, Thomas P. Lemke
ERISA for Asset Managers, 2025-2026 ed.ERISA for Asset Managers, 2025-2026 ed.
Gerald T. Lins, General Counsel of Voya Investment Management, Thomas P. Lemke
View more titles by Thomas P. Lemke

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