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Regulation of Investment Advisers, 2026 ed.
PROVIEW REGULATION OF INVESTMENT ADVISERS 2026 ENTITLEMENT
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Providing accurate guidance, Regulation of Investment Advisers enables you to stay up-to-date on the registration, regulation, and compliance requirements imposed on advisers by the Investment Advisers Act of 1940. Written by practitioners for practitioners,
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Thomas P. Lemke
Thomas P. Lemke is an asset management executive with more than 30 years experience. Most recently he was General Counsel and Head of Governance for a global asset management firm. He previously was a partner in a major law firm where his practice specialized
Gerald T. Lins, General Counsel of Voya Investment Management
Gerald T. Lins is General Counsel of Voya Investment Management. Mr. Lins has also been the head lawyer overseeing legal matters for other asset management institutions and fund complexes and, during several years of private practice, concentrated on
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