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Regulation of Investment Advisers, 2026 ed.

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REGULATION OF INVESTMENT ADVISERS SUB

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Softbound book

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Monthly subscription - 2 year (24-month term)

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Providing accurate guidance, Regulation of Investment Advisers enables you to stay up-to-date on the registration, regulation, and compliance requirements imposed on advisers by the Investment Advisers Act of 1940. Written by practitioners for practitioners,

Publisher:Clark Boardman Callaghan
Service Number:14739686
Publication date:2026-02-05
Print Series:Securities law handbooks
Practice area:Securities law
Jurisdiction:General
External Product Title:REGULATION OF INVESTMENT ADVISERS SUB
Update frequency:As changes in the law dictate
Update Format:N/A
Subscription Number:14739689
Available Formats:Softbound book
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Thomas P. Lemke

Thomas P. Lemke is an asset management executive with more than 30 years experience. Most recently he was General Counsel and Head of Governance for a global asset management firm. He previously was a partner in a major law firm where his practice specialized

 

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