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    Cover of REGULATION OF INVESTMENT ADVISERS SUB
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    Book Index
    Book Index
    Book Index

    Regulation of Investment Advisers, 2026 ed.

    Publisher:

    Clark Boardman Callaghan

    Author(s):

    Thomas P. Lemke, Gerald T. Lins, General Counsel of Voya Investment Management
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    Softbound book - Monthly subscription - 2 year (24-month term): Get this edition including updates for a fixed monthly fee. Learn more
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    REGULATION OF INVESTMENT ADVISERS SUB

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    Softbound book

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    Monthly subscription - 2 year (24-month term)

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    Providing accurate guidance, Regulation of Investment Advisers enables you to stay up-to-date on the registration, regulation, and compliance requirements imposed on advisers by the Investment Advisers Act of 1940. Written by practitioners for practitioners,

    Publisher:Clark Boardman Callaghan
    Service Number:14739686
    Pages:1356
    Publication date:2026-02-05
    Print Series:Securities law handbooks
    Practice area:Securities law
    Jurisdiction:General
    External Product Title:REGULATION OF INVESTMENT ADVISERS SUB
    Update frequency:Updated annually
    Update Format:Replacement pamphlets
    Subscription Number:14739689
    Available Formats:Softbound book
    Copyright:2026
    Shelf space:11 in
    Authors:, 
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    Publication Frequency: Updated annually
    Updated Format: Replacement pamphlets

     

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    Publication Frequency: Updated annually
    Updated Format: Replacement pamphlets


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    Thomas P. Lemke

    Thomas P. Lemke is an asset management executive with more than 30 years experience. Most recently he was General Counsel and Head of Governance for a global asset management firm. He previously was a partner in a major law firm where his practice specialized

     

    Gerald T. Lins, General Counsel of Voya Investment Management

    Gerald T. Lins is General Counsel of Voya Investment Management. Mr. Lins has also been the head lawyer overseeing legal matters for other asset management institutions and fund complexes and, during several years of private practice, concentrated on