LEGAL
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This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit
Book (Full Set)
$3,882.00
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A guide to broker-dealer back-office operational issues and supervisory responsibilities.
Book (Full Set)
$3,690.00
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Complete and easy access to state laws and regulations dealing with residential mortgage lending.
Book (Full Set)
$4,433.00
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Keep current with SEC no-action and interpretive letters. This title provides insights and analysis to help you determine emerging trends.
Book
$3,996.00
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This Aspatore product provides a perspective on best practices for working with clients and regulatory agencies in today's marketplace. Book $80.00 |
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This Aspatore legal title provides an authoritative, insider's perspective on best practices for litigating fraud cases. Book $95.00 |
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A comprehensive resource providing detailed coverage of Texas civil and criminal law, both substantive and procedural. Book (Full Set) $42,474.00 |
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This comprehensive legal encyclopedia contains textual statements of law alphabetically arranged in more than 400 topics. Book (Full Set) $26,749.00 |
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This Aspatore product provides feedback from leading lawyers around the world on weighing options for investing during the economic crisis. Book $25.00 |
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Text and forms relating to issues of a closely held business, including taxation strategies and effects of business decisions. Book (Full Set) $8,517.00 |
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