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Banking and Finance Law

Gain a better understanding of the financial planner’s role and parameters of practice, including SEC requirements, regulation, and liability.

Book (Full Set)   $2,394.00
ProView eBook   $2,394.00

This guide clarifies what insider trading is and its consequences.

Book (Full Set)   $3,126.00
ProView eBook   $3,126.00

This handbook provides in-depth coverage of basic and specialized issues, including types of offerings, registration, reporting, potential violations, and enforcement.

Book (Full Set)   $3,708.00
ProView eBook   $3,708.00

This reference provides authoritative coverage of the practical and legal aspects of due diligence as it relates to preparing initial securities offerings.

Book   $3,605.00
ProView eBook   $3,605.00

This reference analyzes all federal laws and regulations governing real estate sales, leasing and financing.

Book (Full Set)   $2,328.00
ProView eBook   $2,328.00

This work contains permanent rules of the Texas Administrative Code prepared from data provided by the secretary of state.

Book   $1,386.00

This text covers federal and state laws, focusing on potential liabilities that each professional may encounter with a securities transaction.

Book   $4,429.00
ProView eBook   $4,429.00

Comprehensive survey and analysis of all aspects of suretyship, including commercial guaranty agreements, performance bonds, and standby letters of credit.

Book   $457.00
ProView eBook   $457.00

Practical guide to the small business cycles of sole proprietorships, partnerships, closely held corporations, and other types of small businesses.

Book (Full Set)   $6,114.00
ProView eBook   $6,114.00

New edition

Keep current with SEC no-action and interpretive letters. This title provides insights and analysis to help you determine emerging trends.

Book   $3,996.00
ProView eBook   $3,475.00