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Banking and Finance Law

Comprehensive coverage and analysis of securities, banking, and employee benefits laws; state and federal regulations; compliance requirements; plus numerous appendixes.

Book (Full Set)   $724.00
ProView eBook   $724.00

This comprehensive collection of commentary and pertinent primary source material is your guide to the regulation of banking and financial services industries and securities laws in major jurisdictions.

Book (Full Set)   $8,987.00

New edition Review of banking crimes, including fraud, money laundering, and embezzlement. Offers guidance on bank and financial institution law enforcement.

Book (Full Set)   $1,812.00
ProView eBook   $1,812.00

A convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office.

Book (Full Set)   $944.00
ProView eBook   $944.00

New edition This handbook provides in-depth coverage of basic and specialized issues, including types of offerings, registration, reporting, potential violations, and enforcement.

Book (Full Set)   $3,708.00
ProView eBook   $3,708.00

New edition Informed discussion of mortgage and consumer loan disclosure and its federal laws and regulations, including procedures, solutions, and forms.

Book (Full Set)   $6,948.00
ProView eBook   $6,948.00

This guide clarifies what insider trading is and its consequences.

Book (Full Set)   $3,126.00
ProView eBook   $3,126.00

This reference provides authoritative coverage of the practical and legal aspects of due diligence as it relates to preparing initial securities offerings.

Book   $3,605.00
ProView eBook   $3,605.00

This title includes coverage of all the important legal, legislative, and economic issues relating to the contemporary secondary mortgage market.

Book   $3,578.00
ProView eBook   $3,578.00

This text covers federal and state laws, focusing on potential liabilities that each professional may encounter with a securities transaction.

Book   $4,429.00
ProView eBook   $4,429.00