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Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.
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This publication provides practical guidance for broker-dealers and others who sell mutual funds.
Book
$987.00
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New edition This text discusses a range of antitrust topics, offering authoritative guidance on litigation and providing guidelines for compliance to avoid litigation.
Book (Full Set)
$666.00
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This handbook provides in-depth coverage of basic and specialized issues, including types of offerings, registration, reporting, potential violations, and enforcement.
Book (Full Set)
$3,224.00
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Gain a better understanding of the financial planner’s role and parameters of practice, including SEC requirements, regulation, and liability.
Book (Full Set)
$2,394.00
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General introduction to state regulation of direct participation programs for public and private securities offerings. Examines the various programs’ requirements.
Book
$3,510.00
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This handbook provides a concise summary of the steps involved in forming and operating a mutual fund.
Book
$1,069.00
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An essential guide for protecting corporate management clients from liabilities unique to their positions.
Book (Full Set)
$2,946.00
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New edition Discusses application of Rule 10b-5, offers litigation insights, and analyzes relevant statutes and case law to help prevent securities fraud.
Book
$17,134.00
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New edition This collection of checklists covers areas of corporate practice from employee relations to Internet-related issues.
Book (Full Set)
$1,494.00
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New edition Explains how to plan and execute transactions in compliance with federal, state, and SEC requirements. |
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This title provides expert guidance on litigation in the context of securitized loans and accompanying legal issues.
Book (Full Set)
$1,206.00
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This work summarizes international securities law and the application of domestic securities law in various circumstances.
Book
$1,686.00
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A comprehensive guide to the "poison pill" device. Covers mechanics, procedures, and key drafting language.
Book
$3,606.00
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D & O Liability Handbook: Law—Sample Documents—Forms, 2022-2023 ed. (Securities Law Handbook Series)Use the legal commentary, statutory provisions, and sample documents and forms found in this handbook to limit director and officer liability.
Book
$3,066.00
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This essential resource for handling business formations in Texas contains the entire Texas Business Organizations Code, as well as select provisions from related Texas statutes, all with up-to-date case annotations and much more.
Book
$222.00
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This publication combines all of the rules governing securities arbitration with expert commentary, including the FINRA Code of Arbitration Procedure. Book $45.00 |
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Covers U.S. companies conducting securities transactions abroad, foreign companies accessing U.S. capital markets, and U.S. regulations for international broker-dealers.
Book (Full Set)
$1,212.00
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Provides practice-oriented information about going public, discussing financing, disclosure systems, and which companies must register under the Securities Act.
Book (Full Set)
$3,404.00
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A practical handbook for public and private businesses, this title outlines the latest ideas about executive compensation.
Book
$1,821.00
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A convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office.
Book (Full Set)
$944.00
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New edition A resource containing the latest checklists and forms related to closely held corporations. Book (Full Set) $3,260.00 |
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Addresses legal and practical aspects that support executives in formulating and carrying out corporate policy.
Book
$2,838.00
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A guide to broker-dealer back-office operational issues and supervisory responsibilities.
Book (Full Set)
$3,690.00
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New edition This set helps with the purchase or sale of divisions and subsidiaries, including negotiation strategies and key legal points. Book (Full Set) $1,564.00 |
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This treatise provides both legal theory and practical guidance on shareholder litigation.
Book (Full Set)
$5,898.00
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