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Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.
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Includes background on Securities Exchange Commission (SEC) investigations and enforcement. Provides step-by-step approach for avoiding or responding to an SEC action.
Book (Full Set)
$3,945.00
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The index for the official text of New York Codes, Rules, and Regulations (NYCRR). Book (Full Set) $70.84 |
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Expert analysis and step-by-step guidance help you expedite the drafting process. Book (Full Set) $5,199.00 |
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A convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office. eBook - ProView $944.00 |
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A practical handbook for public and private businesses, this title outlines the latest ideas about executive compensation. eBook - ProView $1,821.00 |
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This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit Book (Full Set) $3,882.00 |
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This Aspatore legal title is an authoritative, insider's perspective on the latest changes in regulations affecting securities. Book $90.00 |
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A comprehensive guide to the "poison pill" device. Covers mechanics, procedures, and key drafting language.
Book
$4,147.00
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Discusses application of Rule 10b-5, offers litigation insights, and analyzes relevant statutes and case law to help prevent securities fraud.
Book (Full Set)
$13,069.00
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Keep current with trends in securities regulation for major industrialized nations and emerging markets.
Book
$10,516.00
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