LEGAL
Can We Help?
Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.
This Aspatore legal title is an authoritative, insider's perspective on the latest changes in regulations affecting securities. Book $90.00 |
Securities Crimes, 2d is written with Marvin G. Pickholz, Peter J. Henning, and Jason R. Pickholz. They are among the leading practitioners and academics in the field of securities law.
Book (Full Set)
$2,905.00
|
Examines interpretations of statutes, rulings, and administrative opinions of the Blue Sky Law, and offers potential solutions to interpretive problems.
Book (Full Set)
$8,647.00
|
This Aspatore legal title provides an authoritative, insider's perspective on assisting clients in dealing with the Securities and Exchange Commission. Book $90.00 |
A convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office.
Book (Full Set)
$944.00
|
Addresses legal and practical aspects that support executives in formulating and carrying out corporate policy.
Book
$2,838.00
|
This title discusses the capital markets activities of U.S. and foreign banks and bank holding companies in the U.S. Book $1,256.00 |
D & O Liability Handbook: Law—Sample Documents—Forms, 2022-2023 ed. (Securities Law Handbook Series)Use the legal commentary, statutory provisions, and sample documents and forms found in this handbook to limit director and officer liability.
Book
$3,066.00
|
This publication combines all of the rules governing securities arbitration with expert commentary, including the FINRA Code of Arbitration Procedure. Book $45.00 |
A guide to broker-dealer back-office operational issues and supervisory responsibilities.
Book (Full Set)
$3,690.00
|