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Securities law products

Legal Solutions from Thomson Reuters offers the most comprehensive collection of securities law books, online research, software and case management tools for legal professionals.

Expert analysis and step-by-step guidance help you expedite the drafting process.

Book (Full Set)   $5,199.00
ProView eBook   $4,573.00

This title provides expert guidance on litigation in the context of securitized loans and accompanying legal issues.

eBook - ProView $1,206.00

Provides practice-oriented information about going public, discussing financing, disclosure systems, and which companies must register under the Securities Act.

Book (Full Set)   $3,404.00
ProView eBook   $3,404.00

This reference provides authoritative coverage of the practical and legal aspects of due diligence as it relates to preparing initial securities offerings.

Book   $3,605.00
ProView eBook   $3,605.00

Provides planning tools to advise smaller and emerging companies on compliance with laws regulating securities offerings.

Book   $1,845.00
ProView eBook   $1,845.00

Gain a better understanding of the financial planner’s role and parameters of practice, including SEC requirements, regulation, and liability.

Book (Full Set)   $2,394.00
ProView eBook   $2,394.00

This eight-volume title encompasses the complete range of securities topics, including legal systems, securities regulatory schemes, public securities markets.

Book

Covers the process of offering securities for sale and the steps underwriters and attorneys should take to avoid personal liability.

Book (Full Set)   $5,623.00
ProView eBook   $5,623.00

Includes background on Securities Exchange Commission (SEC) investigations and enforcement. Provides step-by-step approach for avoiding or responding to an SEC action.

Book (Full Set)   $3,945.00
ProView eBook   $3,945.00

This work provides comprehensive coverage of broker-dealer regulation, including registration requirements, FINRA/SEC regulatory requirements, Reg BI, fiduciary responsibilities, FINRA/SEC examinations/investigations, and selected securities arbit

Book (Full Set)   $3,882.00
ProView eBook   $3,690.00